Resources
Client resources
Your independent Manulife Securities advisor has the knowledge and expertise to help you determine your financial goals. Manulife Securities and its advisors must be registered with the appropriate provincial securities comissions and self-regulatory organizations. Furthermore, there are seperate qualifications and licenses for people who offer mutual funds, deal in securities or offer insurance products.
Important Client Information brochure
Interest Rate Schedules
Administration and service fees
Margin Account Agreement
Best Execution and Order Handling Policy
Guide: Annual Performance of this Account; and Annual Charges and Commissions for this Account
How IIROC protects investors
IIROC : Making a Complaint – A Guide for Investors (Part 1 of 2)
IIROC : How Can I Get My Money Back? – A Guide for Investors (Part 2 of 2)
Canadian Investor Protection Fund
Self-Directed Retirement Savings Plan Declarations of Trust
Self-Directed Retirement Income Fund Declarations of Trust
Self-Directed Tax-Free Savings Account Declarations of Trust
Important disclosure
*These client disclosures are subject to change without notice.
Related links
There are also steps that you can take to educate yourself to become an informed investor and avoid potential pitfalls.
Information is readily available through the provincial securities commissions and self-regulatory organizations that oversee dealers and their advisors. Many of these organizations provide valuable education for investors on their websites. For your assistance, Manulife Securities is pleased to provide links to some of those websites: